Math 2.0

Global analysis, analysis on manifolds Definition

Critical point theory

Builds on Banach manifoldFréchet derivativeCritical point

Definition

Let MM be a C1C^1 Banach manifold, for example a finite-dimensional smooth manifold. Let f ⁣:M→ℝf \colon M \to \R be a C1C^1 function, with differential dfpdf_p at p∈Mp \in M in the sense of the Fréchet derivative.

  1. A critical point of ff is a point p∈Mp \in M with dfp=0df_p = 0.
  2. A critical value of ff is a number c=f(p)c = f(p) with pp a critical point; other real numbers are regular values.
  3. For c∈ℝc \in \R the sublevel set is Mc={p∈M:f(p)≤c}M^c = \set{p \in M : f(p) \le c}.

Critical point theory studies the critical points and critical values of such ff through the topology of MM and of the sublevel sets McM^c. A central topic is the change of McM^c as cc passes a critical value.

Remarks

The basic mechanism is a deformation along a gradient flow. If [a,b][a, b] contains no critical value and a compactness condition holds, it shows that MaM^a is a deformation retract of MbM^b. So the topology of the sublevel sets changes only at critical values.

Example: let M=S1⊂ℝ2M = S^1 \subset \R^2 and f(x,y)=yf(x, y) = y. The critical points are (0,1)(0, 1) and (0,−1)(0, -1), with critical values 11 and −1-1. The sublevel set McM^c is empty for c<−1c < -1, a point for c=−1c = -1, an arc for −1<c<1-1 < c < 1, and the whole circle for c≥1c \ge 1. So its topology changes exactly at the two critical values.

Non-example: for f(x)=exf(x) = e^x on ℝ\R, every real number is a regular value and ff has no critical point. The sublevel set McM^c is empty for c≤0c \le 0 and is the half-line (−∞,log⁡c](-\infty, \log c] for c>0c > 0. So its topology changes at c=0c = 0, although 00 is not a critical value, and ff has no minimum. This is possible because the compactness condition, the Palais–Smale condition, fails. Along xn=−nx_n = -n the values f(xn)f(x_n) are bounded and f′(xn)→0f'(x_n) \to 0, but (xn)(x_n) has no convergent subsequence.

The two classical frameworks are Morse theory, through Morse functions, and Lusternik–Schnirelmann theory.

Reading path

To understand this page from the ground up, read these 6 pages in order. The foundations come first.

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  1. Banach manifold concept
  2. Critical point concept
  3. Euclidean space object
  4. Total derivative concept
  5. Fréchet derivative concept
  6. Critical point theory definition

Further reading

  1. Web https://en.wikipedia.org/wiki/Critical_point_(mathematics)
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MSC58E05, 47J30, 57R70
DefinesCritical point theory
UsesBanach manifold, Fréchet derivative, Critical point

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